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Jim's Financial Advisory Fee-Based Investment Platforms
Call or Email Jim Stephan to set up an appointment to start building your Personal Financial Plan and Investment Portfolio
507-287-6160 or 1-888-287-6160
jim@jimstephan.com
Managed Opportunities: Developed by Securities America Advisors, Inc., Managed Opportunities is a comprehensive investment program that begins with highly personalized investment planning and the portfolio management expertise of nationally-ranked money managers. However, unlike accounts held in mutual funds, you own securities directly, so your portfolio can be highly customized to meet your specific investing needs. This approach offers several potential advantages:
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Access to prominent money managers: Your portfolios are managed by professional money managers with proven track records who otherwise have account minimums as high as $5 million.
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Customized investment strategies: You have the flexibility to incorporate existing securities into your managed account portfolio, or to exclude specific stocks based on your own personal beliefs and investment needs.
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Enhanced after-tax performance: Since you own securities directly, the timing of sales can be structured to take advantage of tax loss harvesting. Furthermore, if you like, we can use tax-managed strategies with low portfolio turnover rates, so more returns are structured as long-term capital gains.
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A fee-based compensation arrangement: Rather than paying separately for each service, you pay a single asset-based fee. This ensures that the portfolio manager, you and I are all working toward a common objective – growing the portfolio’s value.
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Fee-Based Managed Opportunities for Separate Accounts: State of the art modeling platform that provides you with proven portfolio expertise and personal investment services, with a choice of investment portfolios, sophisticated online tools and analytics that evaluate a variety of high-quality investment portfolios and highly customized investment strategies.
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Managed Opportunities Advisor Directed: A fee-based wrap program offered by Jim Stephan and Securities America Advisors (SAA) that allows Financial Advisor James Stephan to designate third party institutional managers to function in capacity as a sub-advisor to James Stephan.
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Managed Opportunities Next Phase: Securities America’s NextPhase™ allows advisors to produce a time-segmented retirement income distribution proposal that automatically integrates multiple investment portfolios on Managed Opportunities.
Financial Advisory Program (FAP) (fee-based Brokerage accounts) A portfolio management program offering variety and flexibility for a personalized investment plan that's right for you.
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IMAP Money Managers: This program is ideal when you need money management support for mutual funds and variable annuities or turnkey asset management using institutional money managers for stock and bond portfolios.
For more information, contact Jim Stephan at 507-287-6160 or
1-888-287-6160 or jim@jimstephan.com
Brokerage accounts carried by National Financial Services, LLC (NFS) a Fidelity Investment Company, are protected in accordance with the Securities Investor Protection Corporation (SIPC), up to $500,000 in securities (including cash claims limited to $100,000 in cash). For more details, see www.sipc.org. Additional FDIC insured protection is available for eligible brokerage sweep accounts for cash balances $250,000 up to $1,000,000 through an affiliated 8 bank network to include Ameriprise Bank, FSB. www.fdic.gov.
Please be advised that this web site is owned by James E. Stephan, Registered Representative offering securities through Securities America, Inc., a Registered Broker/Dealer, member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc., and SEC Registered Investment Advisor, James. E. Stephan, Financial Advisor.
Jim Stephan is licensed to offer investment products/financial services to residents of the states listed below and not to individuals residing in a state not listed until Jim Stephan chooses to and becomes licensed in that state. Jim is currently licensed in the following states: Arizona, Colorado, Florida, Iowa, Kansas, Minnesota, North Dakota, Nebraska, Pennsylvania, Washington, and Wisconsin. All insurances offers shall be to residents of Minnesota, Wisconsin, Arizona, Florida, Ohio, Kansas and North Dakota.
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